Compliance Manager (Part Time)

We have an exciting opportunity for a Compliance Manager to join our team.

An exciting opportunity has arisen for a Compliance Manager with a proven track record to join our practice on a part time basis. The successful candidate will be responsible for ensuring the Company satisfies all relevant requirements set out by the Solicitors Regulation Authority together with any additional regulators in relation to compliance matters, including but not limited to:

  • Developing, implementing and maintaining compliance procedures, systems and processes.
  • Ensuring a culture of regulatory compliance across all our branches in relation to procedures, systems and processes.
  • Having responsibility for the role of designated complaints hander.
  • Monitoring, recording and reporting any compliance breaches as required by the SRA and other relevant regulatory bodies.
  • Maintaining the Company’s compliance training programme in order to ensure that all staff are aware of their individual responsibility in relation to risk and compliance.
  • Keeping up to date with sector changes and ensuring updated policies and procedures are shared across all our branches.

Candidates will have the ability to work effectively and efficiently as part of a team, collaborating as necessary with IT, HR and the Company’s COFA. Candidates will be well organised and will display a high level of attention to detail and accuracy. Good IT skills are required and the ideal candidate will demonstrate practical knowledge of Microsoft Office and any relevant case management software.

Candidates will have previously been appointed as COLP and must be a qualified lawyer in England & Wales.

Introductions from agencies will only be accepted from agents on our approved agency list.

Generous package to include private healthcare, life assurance and pension benefits.

How to Apply

Please send your application, marked for the attention of Elliot Clark, in the form of a CV and covering letter to hr@kjsmith.co.uk.

Our Office Locations

All our offices are easily accessible by road, rail or bus and we are open Monday to Friday from 8:30am to 6:00pm. With today's busy schedules, we offer telephone appointments outside normal office hours until 9pm on Thursdays and between 10am and 3pm on Saturdays.

Not sure which office is closest to you? Try our Office Finder.

If you would like to visit our team of family solicitors, we have offices in Henley-on-Thames, Woodley, Reading (Head Office), Reading (Central), Basingstoke, Guildford, Beaconsfield, Oxford, Abingdon and Ascot. We serve a wide range of other areas including Bracknell, Gerrards Cross, Maidenhead, Marlow, Oxford, Slough, High Wycombe and Wokingham.

Why not contact our team of divorce solicitors for a free initial consultation today? We offer a free initial consultation that can take place in any one of our offices or over the telephone.

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